Hubble Investments LLC Conversation Starters

Given my financial situation, should I choose an investment brokerage service? Why or why not? Given my financial situation, should I choose an investment a brokerage service? Why or why not?

Hubble Investments LLC (“Hubble”) offers private placements to accredited investors and institutional investors. This is the only product that the firm offers.

How will you choose investments to recommend to me?

Hubble will provide you with information on the deals that are offered on the Propel(x) platform. We do our due diligence only on the deals that garner sufficient interest to cross the n=minimum thresholds. We may recommend some of the deals that are posted on the Propel(x) platform to some of our customers. Investors can make their own choices without a recommendation from Hubble.

What is your relevant experience, including your licenses, education and other qualifications? What do these qualifications mean?

All of our Registered Representatives are registered with FINRA and hold a Series 82 or Series 7 license, in addition to Series 63 licenses. Our Principals also hold Series 24 licenses.

Swati Chaturvedi is our Co-founder and the CEO of Hubble Investments. She has been a management consultant, an investment professional and is now an entrepreneur. In addition to holding a FINRA Series 7 and Series 63 license, she is also a FINRA Registered Principal and holds a Series 24 license. She has an MBA from the Sloan School of Management, an M.S. from MIT, an M.S. from UC Berkeley, and a Bachelor’s degree from the Indian Institute of Technology, Roorkee.

Lisheng Wang is our Co-Founder and is in charge of Investor Development. Lisheng has a background of 15 years in financial services, management consulting, and IT. Lisheng has an M.S. in Technology and Policy from MIT and a B.S. in Chemistry from Fudan University in China.

Jason May is our VP of Engineering and CTO. He has over 20 years of experience implementing software solutions across a wide range of industries. Jason holds a B.A. in Computer Science from Harvard University and holds 3 U.S. patents.

Mark Zhu is our Director of Business Development. As a Venture Capitalist, Mark has invested over $30 M in approximately 15 early-stage companies in energy, materials, FinTech, and software areas. Mark received his MBA from Carnegie Mellon University Tepper School of Business and a Ph.D. in Chemical Engineering from Louisiana State University.

Andy Reed is our Director of Platform Operations. He has a diverse background in finance, entrepreneurship and operations. Andy holds an MBA from the Cornell Johnson School of Graduate Management, where he received the Roy H. Park Leadership Fellow award, and a B.A. from Oberlin College in Religion and Politics.

Additional information on our team can be found at: https://www.propelx.com/company.

6.9.22